Portfolio managers’ form

Background information

Your Name (required)

Your Title (required)

Your Email (required)

Your cell number (required)

Company or name of the fund you manage (required)

Percentage of total funds you manage as a percentage of your company’s total AUM (%)

Total funds you manage (R’m)

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Total equity funds you manage (R’m)

at

Total fixed income funds you manage (R’m)

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Total commission paid by your fund(s) in the last 12 months for all research and execution (R’m)

Commission paid for research:

Total commission paid in the last 12 months for equities in (R’m) for research

Total commission paid in the last 12 months for fixed income securities in (R’m) for research

Total commission paid in the last 12 months for derivatives in (R’m) for research

Commission paid for execution:

Total commission paid in the last 12 months for equities in (R’m) for execution

Total commission paid in the last 12 months for fixed income securities in (R’m) for execution

Total commission paid in the last 12 months for derivatives in (R’m) for execution

Other commission paid in the last 12 months:

Option one: please specify in (R’m)

Option two: please specify in (R’m)

Option three: please specify in (R’m)